Tag: financial compliance

SEBI lays down rules for 'active breach' in Specialized Investment Funds; 30-day window to rebalance or redemption

SEBI lays down rules for 'active breach' in Specialized...

ASJ Stock Market C... Jul 29, 2025 0 2

SEBI mandates new rules for active breaches in Specialized Investment Funds, off...

Under the scanner! RBI probes Standard Chartered on lapses in derivative sales to SMEs

Under the scanner! RBI probes Standard Chartered on lap...

ASJ Stock Market C... Jun 18, 2025 0 2

The RBI is investigating Standard Chartered for potential mis-selling of complex...